The CIFA Introduction to UK Regulations and Professional Integrity is an in-depth, entry-level (level 4) certification designed to give financial students and professionals a structured e-learning programme that advances their understanding of UK Regulations and Professional Integrity, both critical components for continuing professional development (CPD) within financial positions. Having a good understanding of the UK financial regulations is required when working within a regulated environment.
Undertaking the CIFA Introduction to UK Financial Regulations and Professional Integrity will enhance your professional understanding before taking career-specific regulated qualifications in the designated field of expertise.
The suggested study time for the course is 140 hours and is fully accredited by CPDUK.
Undertaking the CIFA Introduction to UK Financial Regulations and Professional Integrity will enhance your professional understanding before taking career-specific FCA regulated qualifications in the designated field of expertise.
The Introduction to UK Financial Regulations & Professional Integrity course consists of 10 chapters covering:
Financial Markets in the UK
Financial Services & Risk in the UK
Legal Framework on Contract & Trust
Ethics & Professionalism
UK Financial Services Regulators
FCA & PRA Governance, Principles & Rules
FCA & PRA Competence of Companies & Individuals
Financial Crime Regulations
Complaints & Redress
FCA Conduct of Business Sourcebook (COBS)
The CIFA Introduction to UK Financial Regulations and Professional Integrity is suitable for both finance graduates with minimal expertise and specialists active in the working environment.
To provide students with adequate knowledge to understand the basics of financial operations.
To introduce financial services, including financial institutions; markets; assets and regulations etc.
To provide a secure understanding of legislation surrounding the finance industry.
To introduce the financial regulatory authorities in the UK, Europe and worldwide.
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